Are you planning to offer stock market, mutual fund, or portfolio advisory services for a fee?
Then SEBI Registered Investment Adviser (RIA) approval is mandatory.
✅ Why SEBI RIA Registration matters:
• Build high credibility and investor trust
• Charge professional advisory fees legally
• Start your own wealth advisory or financial planning firm
• Comply with SEBI regulations and avoid penalties
⚙️ Key eligibility:
• Company / LLP with ₹50 lakh net worth
• Qualified Principal Officer with NISM certification
• Proper compliance and documentation framework
🎯 Where expert support makes the difference:
SEBI approval involves structuring, net worth certification, documentation, and regulatory submission.
Professional handling ensures faster approval and zero compliance gaps.
💼 Our end-to-end support includes:
• Entity structuring (LLP / Company)
• Net worth certification
• Complete SEBI application filing
• Documentation and compliance setup
• Query handling till final approval
🚀 If you are a Wealth Advisor, Fintech, or Financial Consultant, this is the right time to obtain your SEBI RIA license and scale your practice.
📞 Contact us today to start your SEBI RIA registration.
CA Ramakrishna Sanjay
+91 7760252581
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